Tailored reports for periodic suitability assessments
We support advisers with the annual review process by preparing clear, well-structured Periodic Suitability Reports, along with any supporting analysis and research needed.
These reports aren’t just about meeting MiFID II requirements. They’re there to show that the recommendation still stands, that the client’s objectives are still being met, and that the plan is still on track.
As with all our reports, we take the time to understand your firm's process and ensure that any annual reviews align perfectly with your advice process. If you use a centralised investment proposition or model portfolio service, we’ll reference the relevant updates and align the report accordingly.
If adjustments have been recommended, we will set out those recommendations clearly and in line with your typical advice process, documenting how they meet the client’s needs and objectives. And, if the recommendation remains unchanged, we’ll ensure the report clearly evidences that the portfolio has been reviewed and remains suitable.
We understand that every firm has a different review process. Some carry out full planning reviews every year, often with cashflow modelling. Others take a more streamlined approach for certain segments. Either way, we tailor the report to the service you’ve delivered and how you want to position it.
We can work from your existing templates or help refine them. Where needed, we can include updated risk profiling summaries, valuations, fund research, and performance commentary. And if your compliance team expects a particular structure or language, we’ll work to that too.
If you’re looking for ongoing review support as part of your regular outsourced paraplanning services, or just need help managing capacity, we can help. Click below to get in touch.
